Equity Capital Markets Law Attorneys

Understanding Equity Capital Markets Law

Equity Capital Markets (ECM) law focuses on transactions where companies raise capital by issuing and selling equity – that is, shares of ownership – to investors. This area of law is critical for businesses looking to grow, expand, or restructure, and our legal team specializes in advising clients throughout the entire process.

We handle a broad range of ECM transactions, including:

• Initial Public Offerings (IPOs): We guide companies through the rigorous process of becoming publicly traded, from due diligence and registration statements to marketing and pricing. This includes navigating SEC regulations and ensuring compliance with all listing requirements.
• Follow-on Offerings: When a company already listed on an exchange wants to raise additional capital, we structure and execute follow-on offerings, optimizing the process for maximum value.
• Private Placements: We facilitate private placements of equity to accredited investors, providing tailored solutions based on the company’s specific needs and circumstances.
• PIPE (Private Investment in Public Equity) Transactions: We advise companies on PIPE transactions, a financing method where private investors purchase shares directly from a public company.
• Rights Offerings: We assist companies in offering existing shareholders the opportunity to purchase additional shares in the company.

Key Aspects of ECM Law

ECM transactions are often complex and highly regulated. Our attorneys possess a deep understanding of:

1. Securities Laws: We meticulously navigate the complex landscape of federal and state securities laws, including the Securities Act of 1933 and the Securities Exchange Act of 1934, ensuring full compliance at every stage of the transaction.
2. Corporate Governance: We advise on corporate governance matters related to equity offerings, helping clients maintain transparency and accountability.
3. Negotiation & Documentation: We skillfully negotiate and draft all necessary transaction documents, including prospectuses, offering circulars, and subscription agreements.
4. Regulatory Compliance: We stay abreast of evolving regulations and provide proactive guidance to help clients avoid potential pitfalls.

Our Approach

We understand that each ECM transaction is unique. Our legal team takes a collaborative approach, working closely with our clients to develop tailored strategies and achieve their financial goals. We pride ourselves on delivering efficient, effective, and strategic legal counsel throughout the entire lifecycle of the transaction. We are committed to providing solutions that safeguard our clients' interests and support their long-term success within the equity capital markets.