About Thomas
Mr. McGonigle focuses his practice on securities and investment regulation. His clients include broker/dealers, investment advisers, public companies, banks and individuals. He has experience in matters involving equity, fixed income, and derivative trading; broker/dealer and investment adviser compliance system design and review; fiduciary investment issues; regulatory registration issues; transactional disclosure issues; regulatory enforcement and grand jury representation; and litigation in federal and state courts, administrative proceedings, disciplinary hearings and arbitrations.
Mr. McGonigle focuses his practice on securities and investment regulation. His clients include broker/dealers, investment advisers, public companies, banks and individuals. He has experience in matters involving equity, fixed income, and derivative trading; broker/dealer and investment adviser compliance system design and review; fiduciary investment issues; regulatory registration issues; transactional disclosure issues; regulatory enforcement and grand jury representation; and litigation in federal and state courts, administrative proceedings, disciplinary hearings and arbitrations.
Practice Areas
Education
Awards & Recognition
- Lawyer of the Year: Securities Regulation, Washington, D.C. (2021)
- Lawyer of the Year: Securities Regulation, Washington, DC (2016)
- Recognized: Litigation - Securities
- Recognized: Securities Regulation
- Practice Area: Litigation - Regulatory Enforcement (SEC, Telecom, Energy)
- Practice Area: Securities / Capital Markets Law
- Special Focus: Broker-Dealer
- Special Focus: Enforcement
- Special Focus: Investigations
- Special Focus: Investment Management
- Special Focus: Regulatory
